San Mateo County Securities Lawyers

Securities law attorneys understand the nuances of federal and state rules governing investment products like stocks and bonds. They can help industry actors ensure compliance with regulations or defend against lawsuits or enforcement actions, or they can help consumers bring claims based on alleged securities violations.

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Compare 159 top rated California attorneys serving San Mateo County.
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James L. Arrasmith
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James L. Arrasmith
Securities Lawyer Serving San Mateo County, CA
10.0Justia Lawyer Rating for James L. Arrasmith
Call me today for help with your securities law matter!
I understand the legal process can be complex and confusing, and I'm here to help you navigate the system. I provide quality representation and aggressive advocacy, and will work tirelessly to protect your rights. Read More »
Inna Efimchik
Claimed Lawyer ProfileSocial Media
Inna Efimchik
San Mateo County, CA Securities Law Lawyer with 20 years of experience
(650) 298-6014 541 Jefferson Ave
Suite 100
Redwood City, CA 94063
Securities, Business and Health Care
Inna Efimchik has a corporate and securities practice, focusing on emerging growth companies and venture capital firms. Her practice includes general corporate counseling and securities advising, venture capital financings, debt transactions, corporate partnerships, and mergers and acquisitions. During her practice she has represented companies in a wide range of industries, including software, internet, mobile, life sciences, biotechnology, medical device, communications and clean technology. Prior to joining Emergence Law Group, Inna Efimchik practiced corporate and securities law in the emerging companies groups at Cooley LLP and, previously, at Heller Ehrman Venture Law Group. In 2005, Inna Efimchik earned a J.D. from University...
Mario Fausto
Claimed Lawyer Profile
Mario Fausto
San Mateo County, CA Securities Law Lawyer with 25 years of experience
(650) 948-6114 830 Old County Road
Belmont, CA 94002
Free ConsultationSecurities, Business, IP and Real Estate
Santa Clara University School of Law
Brian Danitz
Claimed Lawyer Profile
Brian Danitz
San Mateo County, CA Securities Law Lawyer with 18 years of experience
(650) 697-6000 840 Malcolm Road
Burlingame, CA 94010
Securities and Business
Fordham University School of Law
William Richard Conklin
Claimed Lawyer Profile
William Richard Conklin
San Mateo County, CA Securities Law Lawyer with 62 years of experience
(650) 361-1163 643 Bair Island Rd
Ste 200A
Redwood City, CA 94063
Securities, Agricultural, Business and Communications
University of California, Hastings College of the Law
Page Mailliard
San Mateo County, CA Securities Law Attorney with 38 years of experience
(650) 320-4644 220 Clark Dr
San Mateo, CA 94402
Securities, Business and Communications
Harvard Law School
Jake Winton
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Jake Winton
San Mateo County, CA Securities Law Attorney
(650) 463-5416 550 Allerton Street
Redwood City, CA 94063
Securities and Business
University of California College of the Law, San Francisco
John Thomas Sheridan
San Mateo County, CA Securities Law Lawyer with 38 years of experience
(650) 463-3016 140 Scott Dr
Menlo Park, CA 94025
Securities and Business
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Rachel Anne Yuen
San Mateo County, CA Securities Law Lawyer with 19 years of experience
(650) 251-5047 1 Curiosity Way
San Mateo, CA 94403
Securities and Business
Cornell Law School and Cornell Law School, Cornell International Law Journal; Editor, Legal Information Institute, liibulletin-ny
Marc Pierre Ernaga
San Mateo County, CA Securities Law Attorney with 24 years of experience
(650) 565-3974 101 Molton Ave
San Carlos, CA 94070
Securities and Business
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Jason Paul Sebring
San Mateo County, CA Securities Law Lawyer with 23 years of experience
(650) 849-3058 1381 Alameda de las Pulgas
San Carlos, CA 94070
Securities and Business
University of Virginia School of Law and University of Virginia School of Law
Michael Steven Russell
San Mateo County, CA Securities Law Attorney with 31 years of experience
(650) 752-3100 601 Marshall St
Redwood City, CA 94063
Securities and Business
University of Michigan Law School
Snehal Patil
San Mateo County, CA Securities Law Attorney
(650) 838-4300 101 Jefferson Drive
Menlo Park, CA 94025
Securities, Business and International
The Indian Academy of International Law & Diplomacy and University of Mumbai Government Law College
Sharon Hendricks
San Mateo County, CA Securities Law Lawyer with 33 years of experience
(650) 233-8356 275 Middlefield Road
Menlo Park, CA 94025
Securities, Business and Tax
University of Chicago Law School
Steven Feldstein
San Mateo County, CA Securities Law Attorney with 51 years of experience
(650) 324-7020 275 Middlefield Road
Menlo Park, CA 94025
Securities, Business, Employment and Health Care
Linda Marie DeMelis
San Mateo County, CA Securities Law Attorney with 31 years of experience
(650) 233-8508 275 Middlefield Road
Menlo Park, CA 94025
Securities and Business
Michael Lloyd Charlson
San Mateo County, CA Securities Law Lawyer with 40 years of experience
(650) 324-7083 275 Middlefield Road
Menlo Park, CA 94025
Securities and Business
Daniel Louis Appelman
San Mateo County, CA Securities Law Attorney with 44 years of experience
(650) 324-6706 275 Middlefield Road
Menlo Park, CA 94025
Securities, Business, Energy and Health Care
Jacob Thayer Veltman
San Mateo County, CA Securities Law Attorney with 18 years of experience
117 Ruby Ave
San Carlos, CA 94070
Securities, Criminal and IP
UCLA School of Law
Mark David Harmon
San Mateo County, CA Securities Law Attorney with 21 years of experience
51 Baywood Ave
San Mateo, CA 94402
Securities and Business
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Shirley Wen-Hsing Chang
San Mateo County, CA Securities Law Attorney with 20 years of experience
(650) 506-3874 500 Oracle Pkwy
Redwood City, CA 94065
Securities, Bankruptcy, Employment and Energy
Los Angeles School of Law and UCLA School of Law
Meghan Pratschler
Claimed Lawyer ProfileOffers Video ConferencingSocial Media
Meghan Pratschler
San Francisco County, CA Securities Law Attorney
(415) 335-9226 95 Third Street, Second Floor
San Francisco, CA 94103
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you: - need a contract or agreement written or reviewed, even if it's not tech-related - are a DAO, startup, or established business looking for legal help (even funding related!) - are a software developer or working with software devs and programmers - are interested in or planning on issuing a crypto token - have a legal question unique to technology Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
Kirk G. Smith
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Kirk G. Smith
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSan Francisco County, CA Securities Law Attorney with 26 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Catherine DeBono Holmes
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Catherine DeBono Holmes
San Francisco County, CA Securities Law Attorney with 48 years of experience
(415) 984-9632 Two Embarcadero Center
5th Floor
San Francisco, CA 94111
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
Alan William Sparer
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Alan William Sparer
San Francisco County, CA Securities Law Attorney with 42 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Ansel Jay Halliburton
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Ansel Jay Halliburton
San Francisco County, CA Securities Law Lawyer with 13 years of experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Robert A. Kantas
Claimed Lawyer ProfileOffers Video ConferencingBlawg SearchSocial Media
Robert A. Kantas
San Francisco County, CA Securities Law Lawyer with 28 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
William S. Shepherd
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William S. Shepherd
San Francisco County, CA Securities Law Attorney with 35 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Ryan S. Cook
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Ryan S. Cook
San Francisco County, CA Securities Law Lawyer with 13 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
Michael L. Gallo
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Michael L. Gallo
San Francisco County, CA Securities Law Lawyer with 23 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Business and Employment
University of California, Berkeley School of Law
Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.

Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....
Marnie Cherie Lambert
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Marnie Cherie Lambert
San Francisco County, CA Securities Law Lawyer with 32 years of experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Patrick Delahunty
Claimed Lawyer ProfileSocial Media
Patrick Delahunty
San Francisco County, CA Securities Law Lawyer with 16 years of experience
(415) 891-6215 4 Embarcadero Center
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
University of Washington School of Law
Patrick Delahunty is a former federal prosecutor and a seasoned trial attorney with more than 15 years of experience litigating in federal and state courts. Patrick’s practice focuses on white-collar criminal investigations and litigation resulting from them, including regulatory issues and corporate litigation. He guides his clients with clear advice about their options, legal risks, and—most importantly—the full spectrum of their rights that he will vigorously protect. At each step of the way, he looks for efficient and cost-effective solutions. He has a long track record of securing successful outcomes for his clients with this approach. Prior to...
Will Edelman
Claimed Lawyer ProfileSocial Media
Will Edelman
San Francisco County, CA Securities Law Lawyer
(415) 891-6225 4 Embarcadero Ctr.
Suite 1400
San Francisco, CA 94111
Securities, Antitrust, Stockbroker Fraud and White Collar Crime
Stanford Law School
Will Edelman is a former federal prosecutor, a former police officer, and a Stanford Law graduate who clerked for two federal judges. Will’s practice focuses on white-collar and regulatory matters, internal investigations, and complex commercial litigation. As a federal prosecutor in the Northern District of California, Will acted as first or second chair in ten trials. He also handled numerous contested evidentiary hearings and dispositive motion hearings. As a prosecutor, Will was the primary attorney responsible for a variety of complex matters, including multi-defendant RICO cases and fraud cases. Will also served as a police officer for a large southern California...
Val D. Hornstein
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Val D. Hornstein
San Francisco County, CA Securities Law Lawyer with 41 years of experience
(415) 454-1490 235 Pine Street
Suite 1300
San Francisco, CA 94104
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Tanya C. Edwards
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Tanya C. Edwards
San Francisco County, CA Securities Law Attorney with 24 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
Jin H. Kim
Claimed Lawyer ProfileOffers Video Conferencing
Jin H. Kim
San Francisco County, CA Securities Law Lawyer with 25 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Business and Real Estate
University of California, Berkeley School of Law
Jin H. Kim is a skilled and knowledgeable Attorney at Sparer Law Group. Her practice areas include a variety of Business, Securities, and Real Estate Law matters. Ms. Kim has more than a dozen years of experience advocating for clients with legal needs. She is committed to providing the highest quality legal representation.

Ms. Kim received a B.A. and M.A. from the University of California, Berkeley. In 1999, she obtained her J.D. from the University of California, Berkeley School of Law. Ms. Kim is a member of the State Bar of California.
Terrance James Evans
Claimed Lawyer Profile
Terrance James Evans
San Francisco County, CA Securities Law Attorney with 22 years of experience
(415) 957-3130 One Market Plaza, Spear Tower
Suite 2200
San Francisco, CA 94105
Securities, Antitrust, Arbitration & Mediation and Business
Loyola University School of Law
Terrance J. Evans is a partner in the Trial Practice Group of Duane Morris in San Francisco. He concentrates his practice in representing the financial services industry, which includes international, national and community banks; loan service companies; and insurance companies.

With respect to the insurance industry, Mr. Evans concentrates his practice in complex commercial litigation and policy interpretation and analysis. He has represented commercial primary, excess and umbrella insurers in a wide range of multimillion-dollar cases, including declaratory relief, bad faith, rescission, subrogation, indemnity, additional insurance, interpleader and reformation actions.

In relation to the banking industry, Mr. Evans has represented international,...
David Michael Syme
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David Michael Syme
San Francisco County, CA Securities Law Attorney with 11 years of experience
(415) 409-8049 388 Market St.
13th Floor
San Francisco, CA 94114
Securities, Business and Real Estate
University of San Francisco School of Law
Jenny L. Paquette
Claimed Lawyer Profile
Jenny L. Paquette
San Francisco County, CA Securities Law Attorney with 6 years of experience
1 Sansome St
Suite 1850
San Francisco, CA 94104
Securities
Temple University
Donald Scott Davidson
Claimed Lawyer Profile
Donald Scott Davidson
San Francisco County, CA Securities Law Attorney with 41 years of experience
(415) 655-1317 4 Embarcadero Center
SF, CA 94111
Securities, Business and Criminal
Rutgers School of Law-Newark and Rutgers University School of Law/Newark
Eugene Illovsky
Claimed Lawyer Profile
Eugene Illovsky
Alameda County, CA Securities Law Attorney with 40 years of experience
(510) 394-5885 1611 Telegraph Avenue
Suite 806
Oakland, CA 94612
Securities, Antitrust, Appeals and Business
Yale Law School